UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES
EXCHANGE ACT OF 1934
EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 10, 2021
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) | ||||||||||||
(408 ) 200-9200
(Address, including zip code, and telephone number, including
area code, of registrant’s principal executive offices)
area code, of registrant’s principal executive offices)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
Pixelworks, Inc. (the "Company") held its 2021 Annual Meeting of Shareholders on May 10, 2021 in San Jose, California. The following is a brief description of the matters voted on at the meeting, which are more fully described in the Company's definitive proxy statement filed with the Securities and Exchange Commission on April 15, 2021, and a statement of the number of votes cast for, withheld and against and the number of abstentions and broker non-votes:
The following nominees were elected to serve on the board of directors by the votes indicated below:
| Nominee | For | Withheld | Broker non-votes | |||||||||||||||||
| Todd A. DeBonis | 16,314,535 | 203,141 | 19,058,539 | |||||||||||||||||
| Amy Bunszel | 15,859,231 | 658,445 | 19,058,539 | |||||||||||||||||
| C. Scott Gibson | 16,187,233 | 330,443 | 19,058,539 | |||||||||||||||||
| Daniel J. Heneghan | 13,221,322 | 3,296,354 | 19,058,539 | |||||||||||||||||
| Richard L. Sanquini | 16,314,135 | 203,541 | 19,058,539 | |||||||||||||||||
| David J. Tupman | 12,301,441 | 4,216,235 | 19,058,539 | |||||||||||||||||
The proposal to approve the amended and restated 2006 Stock Incentive Plan was approved and received the following votes:
| For | Against | Abstain | Broker non-votes | |||||||||||||||||
| 14,834,529 | 1,660,546 | 22,601 | 19,058,539 | |||||||||||||||||
The proposal to approve, on an advisory basis, our executive compensation was approved and received the following votes:
| For | Against | Abstain | Broker non-votes | |||||||||||||||||
| 15,067,544 | 1,407,728 | 42,404 | 19,058,539 | |||||||||||||||||
The proposal to ratify the appointment of Armanino LLP as Pixelworks' independent registered public accounting firm for the current fiscal year was approved and received the following votes:
| For | Against | Abstain | ||||||||||||
| 35,363,434 | 81,412 | 131,369 | ||||||||||||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| PIXELWORKS, INC. | ||||||||
| (Registrant) | ||||||||
| Dated: | May 11, 2021 | /s/ Elias N. Nader | ||||||
Elias N. Nader Vice President, Chief Financial Officer, Secretary and Treasurer | ||||||||